Legal Compliance Hub

Legal Framework

Comprehensive legal compliance guide covering blockchain regulations, DeFi requirements, securities laws, and international regulatory standards for our tokenization ecosystem.

15+
Jurisdictions
100%
Compliance
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Key Regulatory Areas

Our comprehensive legal framework ensures full compliance with international regulations governing blockchain technology, cryptocurrency operations, and tokenized securities.

Securities Laws

Full compliance with SEC regulations, CFTC requirements, and international securities laws for token offerings and asset tokenization.

  • Regulation D Exemptions
  • Howey Test Compliance
  • MiFID II Requirements

AML/KYC Requirements

Comprehensive anti-money laundering and know-your-customer procedures following FATF guidelines and local jurisdiction requirements.

  • Customer Due Diligence
  • Transaction Monitoring
  • Suspicious Activity Reporting

Data Protection

Full GDPR compliance and international data protection standards ensuring user privacy and secure data handling practices.

  • GDPR Article 25 Compliance
  • Data Minimization
  • Right to be Forgotten

DeFi Compliance

Adherence to emerging decentralized finance regulations including smart contract auditing, liquidity provisions, and yield farming compliance.

  • Smart Contract Audits
  • Liquidity Provider Rights
  • Governance Token Compliance

Tax Obligations

Comprehensive tax compliance framework covering digital asset taxation, capital gains reporting, and international tax treaty obligations.

  • Digital Asset Taxation
  • Cross-Border Reporting
  • FATCA Compliance

ESG Compliance

Environmental, Social, and Governance compliance including carbon footprint reporting and sustainable finance regulations.

  • Carbon Disclosure Project
  • EU Taxonomy Alignment
  • Sustainable Finance Disclosure

Global Jurisdictional Compliance

Our operations span multiple jurisdictions, ensuring compliance with local and international regulations across all major financial markets and blockchain-friendly territories.

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Regulatory Jurisdictions

Countries where we maintain compliance

Primary Jurisdictions

United States
European Union
United Kingdom
Singapore

Additional Compliance

Switzerland
Canada
Australia
Japan
Malta
Estonia
UAE
Hong Kong

United States

SEC, CFTC, FinCEN Compliance

  • • Securities Act of 1933 compliance for token offerings
  • • Bank Secrecy Act (BSA) requirements
  • • State-level Money Transmitter Licenses (MTLs)
  • • OFAC sanctions compliance

European Union

MiCA, GDPR, AML5 Directive

  • • Markets in Crypto-Assets Regulation (MiCA)
  • • Payment Services Directive 2 (PSD2)
  • • General Data Protection Regulation (GDPR)
  • • 5th Anti-Money Laundering Directive

United Kingdom

FCA Authorization, UK GDPR

  • • Financial Conduct Authority (FCA) registration
  • • UK GDPR and Data Protection Act 2018
  • • Money Laundering Regulations 2017
  • • Electronic Money Regulations 2011

Continuous Compliance Monitoring

Our legal team conducts quarterly compliance reviews and maintains ongoing relationships with regulatory authorities worldwide.

Quarterly Reviews
Regulatory updates
Regulatory Dialogue
Authority engagement
Proactive Compliance
Future-ready framework

Compliance Resources & Documentation

Access comprehensive legal documentation, compliance reports, and regulatory guidance to understand our commitment to legal excellence.

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Legal Documentation

Complete legal framework documentation including terms of service, privacy policies, and regulatory compliance statements.

Regulatory Reports

Quarterly and annual compliance reports demonstrating our adherence to regulatory requirements across all jurisdictions.

Q4 2024 Report Current
Annual Report 2024 Available
Audit Summary Available

Compliance Guidance

Educational resources and guidance documents to help users understand regulatory requirements and compliance obligations.

Compliance Training Materials
Regulatory Webinars
FAQ Resources
Regulatory Updates

Legal & Compliance Support

Have questions about our legal framework or compliance procedures? Our dedicated legal team is available to provide guidance and support.

24/7
Legal Support
15+
Legal Experts
100%
Confidential
Regulatory Compliance

Legal Framework

Comprehensive regulatory compliance covering blockchain technology, DeFi operations, securities laws, and international financial regulations to ensure legal operation across all jurisdictions.

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Compliance Framework Overview

Our comprehensive legal framework ensures full compliance with global regulations governing blockchain technology, digital assets, and financial services across all operational jurisdictions.

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Securities Compliance

Full compliance with SEC regulations, Howey Test analysis, and securities laws across multiple jurisdictions including registration exemptions and investor protections.

SEC
Compliant
15+
Jurisdictions
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Blockchain & DeFi Regulations

Adherence to emerging blockchain regulations, DeFi compliance frameworks, smart contract auditing standards, and cryptocurrency exchange regulations.

100%
Audited
24/7
Monitoring
ISO 27001
Security Certified
GDPR
Data Protection
FATF
AML Compliant
25+
Countries

Key Regulatory Requirements

Detailed compliance with international laws and regulations governing digital assets, blockchain technology, and financial services.

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AML/KYC Compliance

Full compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations as per FATF guidelines and local financial authorities.

Customer Due Diligence (CDD)
Enhanced Due Diligence (EDD)
Suspicious Activity Reporting
Transaction Monitoring
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Data Protection Laws

Comprehensive compliance with GDPR, CCPA, and other international data protection regulations to ensure user privacy and data security.

GDPR Article 25 Privacy by Design
Data Subject Rights Management
Cross-border Data Transfer
Breach Notification Procedures
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Tax & Reporting

Full tax compliance including cryptocurrency taxation, transfer pricing, VAT/GST obligations, and regulatory reporting across all jurisdictions.

Digital Asset Tax Classification
Transfer Pricing Documentation
FATCA & CRS Reporting
VAT/GST on Digital Services
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Key Regulatory Bodies

We maintain active compliance monitoring and reporting relationships with major financial and technology regulators worldwide.

SEC
US Securities Exchange Commission
ESMA
European Securities and Markets Authority
FCA
UK Financial Conduct Authority
FINMA
Swiss Financial Market Supervisory Authority
JFSA
Japan Financial Services Agency
ASIC
Australian Securities and Investments Commission

Need Legal Compliance Support?

Our legal and compliance team is available to discuss regulatory requirements, provide documentation, and ensure your projects meet all necessary legal standards across jurisdictions.

Comprehensive Documentation
Legal opinions, compliance certificates, and regulatory filings
Expert Legal Team
Specialized attorneys in blockchain and financial law
24/7 Compliance Monitoring
Continuous regulatory change tracking and updates
Contact Legal Team
Policy Documents and Legal Compliance Concepts Individuals will review digital documents, checklists, certificates, and financial details. Policy Management Legal Compliance
Certified
Protected
100%
Regulatory Compliance
25+
Jurisdictions Covered
50+
Legal Documents
24/7
Legal Support